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    S.24.01 — Participations held Solo

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    S.24.01 — Participations held

    General Comments:

    This section relates to annual submission of information for individual entities.

    ITEMINSTRUCTIONS
    Table 1 — Participations in related undertakings that are financial and credit institutions
    which individually exceed 10 % of items included in (a) (i), (ii), (iv) and (vi) of Article 69, not
    including consolidated strategic participations for the purpose of deductions under Article 68
    (1) of the Delegated Regulation (EU) 2015/35
    C0010Name of
    related
    undertaking    		This is the name of the related undertaking in
    which the participation is held. These are
    participations in financial and credit institutions
    which individually exceed 10 % of items included
    in (a) (i), (ii), iv) and (vi), of Article 69 of
    Delegated Regulation (EU) 2015/35. This does not
    include consolidated strategic participations.
    C0020Asset IDAsset ID code using the following priority:
    Code– ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0030Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0020 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0040TotalThis is the full total value for all tiers held in each
    participation in financial and credit institutions
    which individually exceed 10 % of items included
    in (a) (i), (ii), iv) and (vi) of Article 69. This does
    not include
    consolidated strategic participations.
    C0050Common
    Equity Tier 1    		This is the full value of Common Equity Tier 1
    held in each participation in financial and credit
    institutions which individually exceed 10 % of
    items included in (a) (i), (ii), iv) and (vi), of Article
    69). This does not include consolidated strategic
    participations. Common Equity Tier 1 has the
    meaning as defined in the relevant sector rules.
    C0060Additional
    Tier 1    		This is the full value of Additional Tier 1 held in
    each participation in financial and credit
    institutions which individually exceed 10 % of
    items included in (a) (i), (ii), iv) and (vi), of Article
    69). This does not include consolidated strategic
    participations. Additional Tier 1 has the meaning as
    defined in the relevant sector rules.
    C0070Tier 2This is the full value of Tier 2 held in each
    participation in financial and credit institutions
    which individually exceed 10 % of items included
    in (a) (i), (ii), iv) and (vi), of Article 69). This does
    not include consolidated strategic participations.
    Tier 2 has the meaning as defined in the relevant
    sector rules.

    Table 2 — Participations in related undertakings that are financial and credit institutions which when aggregated exceed 10 % of items included in (a) (i), (ii), (v) and (vi) of Article 69, not including consolidated strategic participations for the purpose of deductions under Article 68 (2) of the Delegated Regulation (EU) 2015/35

    C0080Name of
    related
    undertaking    		This is the name of the related undertaking
    in
    which the participation is held.
    These are participations in financial and credit
    institutions which when aggregated exceed 10 % of
    items included in (a) (i), (ii), (iv) and (vi) of Article
    69 of Delegated Regulation (EU) 2015/35, not
    including consolidated strategic participations.
    C0090Asset ID
    Code    		Asset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0100Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0090 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0110TotalThis is the total value held in the participation (not
    yet the amount to be deducted).
    These are participations in financial and credit
    institutions which when aggregated exceed 10 % of
    items included in (a) (i),(ii),(iv) and (vi) of Article
    69 of Delegated Regulation (EU) 2015/35, not
    including consolidated strategic participations.
    C0120Common
    Equity Tier 1    		This is the value of Common Equity Tier 1 held in
    the participation (not only the part to be deducted).
    Common Equity Tier 1 has the meaning as defined
    in the relevant sector rules.
    These are participations in financial and credit
    institutions which when aggregated exceed 10 % of
    items included in (a) (i), (ii), (iv) and (vi) of Article
    69 of Delegated Regulation (EU) 2015/35, not
    including consolidated strategic participations.
    C0130Additional
    Tier 1    		This is the value of Additional Tier 1 held in the
    participation (not only the part to be deducted).
    Additional Tier 1 has the meaning as defined in the
    relevant sector rules.
    These are participations in financial and credit
    institutions which when aggregated exceed 10 % of
    items included in (a) (i), (ii), (iv) and (vi) of Article
    69 of Delegated Regulation (EU) 2015/35, not
    including consolidated strategic participations.
    C0140Tier 2This is the value of Tier 2 held in the participation.
    Tier 2 has the meaning as defined in relevant sector
    rules (not only the part to be deducted).
    These are participations in financial and credit
    institutions which when aggregated exceed 10 % of
    items included in (a) (i), (ii), (iv) and (vi) of Article
    69 of Delegated Regulation (EU) 2015/35, not
    including consolidated strategic participations
    Total participations in related undertakings that are financial and credit institutions (for
    which there
    is an OF deduction)
    R0001/C0150Total
    participations
    in financial
    and credit
    institutions
    — Total    		This is the total value of participations in financial
    and credit institutions. (for which there is an OF
    deduction)
    R0001/C0160Total
    participations
    in financial
    and credit
    institutions
    — Common
    Equity Tier 1    		This is the total value of Common Equity Tier 1
    held in financial and credit institutions. (for which
    there is an OF deduction)
    R0001/C0170Total
    participations
    in financial
    and credit
    institutions
    — Additional
    Tier 1    		This is the total value of Additional Tier 1 held in
    financial and credit institutions. (for which there is
    an OF deduction)
    R0001/C0180Total
    participations
    in financial
    and credit
    institutions – Tier 2    		This is the total value of Tier 2 held in financial and
    credit institutions. (for which there is an OF
    deduction)
    Own funds deductions
    R0010/C0190Article 68 (1)
    deduction — total    		This is the total value of the Article 68 (1)
    deduction, specified in Delegated Regulation (EU)
    2015/35.
    R0010/C0200Article 68 (1)
    deduction — tier 1
    unrestricted    		This is the value of the Article 68(1) deduction
    which is deducted from tier 1 unrestricted items in
    accordance with Article 68 (5) of Delegated
    Regulation (EU) 2015/35.
    R0010/C0210Article
    68 (1)
    deduction —    		This is the value of the Article 68(1) deduction
    which is deducted from tier 1 restricted items in
    tier 1
    restricted    		accordance with Article 68 (5) of Delegated
    Regulation (EU) 2015/35.
    R0010/C0220Article 68 (1)
    deduction — Tier 2    		This is the value of the Article 68(1) deduction
    which is deducted from tier 2 items in accordance
    with Article 68 (5) of Delegated Regulation (EU)
    2015/35.
    R0020/C0190Article 68(2)
    deduction — total    		This is the total value of the Article 68 (2)
    deduction of Delegated Regulation (EU) 2015/35.
    R0020/C0200Article 68 (2)
    deduction — tier 1
    unrestricted    		This is the value of the Article 68(2) deduction
    which is deducted from tier 1 unrestricted items in
    accordance with Article 68 (5) of Delegated
    Regulation (EU) 2015/35.
    R0020/C0210Article 68 (2)
    deduction — tier 1
    restricted    		This is the value of the Article 68 (2) deduction
    which is deducted from tier 1 restricted items in
    accordance with Article 68 (5) of Delegated
    Regulation (EU) 2015/35.
    R0020/C0220Article 68 (2)
    deduction — tier 2    		This is the value of the Article 68(2) deduction
    which is deducted from tier 2 items in accordance
    with Article 68 (5) of Delegated Regulation (EU)
    2015/35.
    R0030/C0190Total
    deductions    		The overall total of all deductions for participations
    under Article 68 (1) and Article 68 (2) of Delegated
    Regulation (EU) 2015/35.
    R0030/C0200Total
    deductions — tier 1
    unrestricted    		The overall total of all deductions for participations
    for tier 1 unrestricted under Article 68 (1) and
    Article 68 (2) of Delegated Regulation (EU)
    2015/35.
    R0030/C0210Total
    deductions — tier 1
    restricted    		The overall total of all deductions for participations
    for tier 1 restricted under Article 68 (1) and Article
    68 (2) of Delegated Regulation (EU)
    2015/35.
    R0030/C0220Total
    deductions — tier 2    		The overall total of all deductions for participations
    for tier 2 under Article 68 (1) and Article 68 (2) of
    Delegated Regulation (EU) 2015/35.

    Table 3 — Participations in related undertakings that are financial and credit institutions which are considered strategic as defined in Article 171 of the Delegated Regulation (EU) 2015/35 and which are included in the calculation of the group solvency on the basis of method 1 (no OF deduction according to Article 68(3)).

    C0230Name of
    related
    undertaking    		This is the name of the related undertaking in
    which the participation is held. These are
    participations in financial and credit institutions
    which are considered strategic as defined in Article
    171 of the Delegated Regulation (EU) 2015/35) and
    which are included in the calculation of the group
    solvency on the basis of method 1.
    C0240Asset ID
    Code    		Asset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued
    in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0250Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0240 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0260TotalThis is the total value for all tiers held in each
    participation in financial and credit institutions
    which are considered strategic as defined in Article
    171 of the Delegated Regulation (EU) 2015/35) and
    which are included in the calculation of the group
    solvency on the basis of method 1.
    C0270Type 1
    Equity    		This is the value of type 1 equity held in each
    participation in financial and credit institutions
    which are considered strategic as defined in Article
    171 of the Delegated Regulation (EU) 2015/35) and
    which are included in the calculation of the group
    solvency on the basis of method 1.
    Type 1 equity has the meaning as defined in Article
    C0280Type 2
    Equity    		168 (2) of the Delegated Regulation (EU) 2015/35).
    This is the value of type 2 equity held in each
    participation. in financial and credit institutions
    which are considered strategic as defined in Article
    171 of the Delegated Regulation (EU) 2015/35) and
    which are included in the calculation of the group
    solvency on the basis of method 1.
    Type 2 equity has the meaning as defined in Article
    168(3) of the Delegated Regulation (EU) 2015/35).
    C0290Subordinated
    liabilities    		This is the value of subordinated liabilities held in
    each participations in financial and credit
    institutions which are considered strategic as
    defined in Article 171 of the Delegated Regulation
    (EU) 2015/35) and which are included in the
    calculation of the group solvency on the basis of
    method 1.

    Table 4 — Participations in related undertakings that are financial and credit institutions which are strategic (as defined in Article 171 of the Delegated Regulation (EU) 2015/35), not included in the calculation of the group solvency on the basis of method 1 and which are not deducted according to art 68(1) and 68 (2) (It shall include the remaining part (the part of participation which was not deducted) following the partial deduction according to Article 68 (2) of the Delegated Regulation (EU) 2015/35)

    C0300Name of
    related
    undertaking    		This is the name of the related undertaking that is
    financial or credit institution in which the
    participation is held. The participations in these
    related undertakings is strategic (as defined in
    Article 171 of the Delegated Regulation (EU)
    2015/35)), not
    included in the calculation of the
    group solvency on the basis of method 1 and not
    deducted in accordance with
    Article
    68(1) and
    Article
    68(2).
    C0310Asset ID
    Code    		Asset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset
    that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    C0320Asset ID
    Code type    		currency, as in the following example: ‘code+EUR’
    Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL
    (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0310 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0330TotalThis is the total value for all tiers of each
    participation in related undertakings that are
    financial and credit institutions
    which are strategic,
    not included in the calculation of the group
    solvency on the basis of method 1 and which are
    not deducted in accordance with
    Article 68(1) and
    Article 68(2) of Delegated Regulation (EU)
    2015/35, meaning the sum of:
    1)
    the value of strategic participations in
    financial and credit institutions which are
    not deducted in accordance with
    both
    Article
    68(1)
    and
    68(2)
    of
    Delegated
    Regulation (EU) 2015/35, because the sum
    of participations in financial and credit
    institutions is less than 10 %,
    2)
    the
    remainder
    of
    the
    strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    C0340Type 1
    Equity    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions which are strategic, not included in the
    calculation of the group solvency on the basis of
    method 1, not deducted in accordance with
    Article
    68(1) and Article 68(2) of Delegated Regulation
    (EU) 2015/35and held in Type 1 equities, meaning
    the sum of:
    1)
    the value of strategic participations in
    financial and credit institutions which are
    not deducted according to both Article
    68(1) and 68(2) of Delegated Regulation
    (EU)
    2015/35,
    because
    the
    sum
    of
    participations
    in
    financial
    and
    credit
    institutions is less than 10 %,
    2)
    the
    remainder
    of
    the
    strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    C0350Type 2
    Equity    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions which are strategic, not included in the
    calculation of the group solvency on the basis of
    method 1, not deducted in accordance with
    Article
    68(1) and Article 68(2) of Delegated Regulation
    (EU) 2015/35 and held in Type 2 equities, meaning
    the sum of:
    1)
    the value of strategic participations in
    financial and credit institutions which are
    not deducted in accordance with
    both
    Article
    68(1)
    and
    68(2)
    of
    Delegated
    Regulation (EU) 2015/35, because the sum
    of participations in financial and credit
    institutions is less than 10 %,
    2)
    the
    remainder
    of
    the
    strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    Type 2 equity has the meaning as defined in Article
    168 (3) of the Delegated Regulation (EU) 2015/35.
    C0360Subordinated
    liabilities    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions which are strategic, not included in the
    calculation of the group solvency on the basis of
    method 1, not deducted in accordance with
    Article
    68(1) and Article 68(2) of Delegated Regulation
    (EU) 2015/35 and held in subordinated liabilities,
    meaning the sum of:
    1)
    the value of strategic participations in
    financial and credit institutions which are
    not deducted in accordance with
    both
    Article
    68(1)
    and
    68(2)
    of
    Delegated
    Regulation (EU) 2015/35, because the sum
    of participations in financial and credit
    institutions is less than 10 %,
    2)
    the
    remainder
    of
    the
    strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.

    Table 5 — Participations in related undertakings that are financial and credit institutions which are not strategic and which are not deducted according to art 68(1) and 68(2) of Delegated Regulation (EU) 2015/35

    (It shall include the remaining part following the partial deduction according to Article 68 (2) of the Delegated Regulation (EU) 2015/35)

    C0370Name of
    related
    undertaking    		This is the name of the related undertaking that are
    financial and credit institutions in which the
    participation is held. These are participations in
    related undertakings which are not strategic and not
    deducted in accordance with
    Article
    68(1) and 68
    (2) of Delegated Regulation (EU) 2015/35.
    C0380Asset ID
    Code    		Asset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0390Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0380 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0400TotalThis is the total value for all tiers of each
    participation in related undertakings that are
    financial and credit institutions, which are not
    strategic and which are not deducted in accordance
    with
    Article
    68(1) and 68 (2) of Delegated
    Regulation (EU) 2015/35 meaning the sum of:
    1)
    the
    value
    of
    non-strategic
    participations
    in
    financial
    and
    credit
    institutions which are not deducted in
    accordance with
    o both Articles 68(1) and
    68(2)
    of
    Delegated
    Regulation
    (EU)
    2015/35, because the sum of participations
    in financial and credit institutions is less
    than 10 %,
    2)
    the remainder of the non-strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    C0410Type 1
    Equity    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions which are not strategic, not deducted in
    accordance with
    Article
    68(1) and Article
    68(2) of
    Delegated Regulation (EU) 2015/35 and held in
    Type 1 equities, meaning the sum of:.
    1)
    the
    value
    of
    non-strategic
    participations
    in
    financial
    and
    credit
    institutions which are not deducted in
    accordance with
    both Articles 68(1) and
    68(2)
    of
    Delegated
    Regulation
    (EU)
    2015/35, because the sum of participations
    in financial and credit institutions is less
    than 10 %,
    2)
    the remainder of the non-strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    C0420Type 2
    Equity    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions, which are not strategic, not deducted in
    accordance with
    Article
    68(1) and Article
    68(2) of
    Delegated Regulation (EU) 2015/35 and held in
    Type 2 equities, meaning the sum of:.
    1)
    the
    value
    of
    non-strategic
    participations
    in
    financial
    and
    credit
    institutions which are not deducted in
    accordance with
    both Article 68(1) and
    68(2)
    of
    Delegated
    Regulation
    (EU)
    2015/35, because the sum of participations
    in financial and credit institutions is less
    than 10 %,
    2)
    the remainder of the non-strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.
    Type 2 equity has the meaning as defined in Article
    168 (3) of the Delegated Regulation (EU) 2015/35.
    C0430Subordinated
    liabilities    		This is the value of each participation in related
    undertakings that are financial and credit
    institutions, which are not strategic, not deducted in
    accordance with
    Article
    68(1) and Article
    68(2) of
    Delegated Regulation (EU) 2015/35 and held in
    subordinated liabilities, meaning the sum of:
    1)
    the
    value
    of
    non-strategic
    participations
    in
    financial
    and
    credit
    institutions which are not deducted in
    accordance with
    both Article 68(1) and
    68(2)
    of
    Delegated
    Regulation
    (EU)
    2015/35, because the sum of participations
    in financial and credit institutions is less
    than 10 %,
    2)
    the remainder of the non-strategic
    participations
    which
    are
    deducted
    following the Article 68(2) of Delegated
    Regulation (EU) 2015/35.

    Table 6 — Other strategic participations not in financial and credit institution

    C0440Name of
    related
    undertaking    		This is the name of the related undertaking in
    which the participation is held.
    These are participations which are not in financial
    and credit institutions and which are considered
    strategic.
    C0450Asset ID
    Code    		Asset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0460Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in
    C0450 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0470TotalThis is the total value held for all tiers in each
    participation that are not financial and credit
    institutions and that are considered strategic.
    C0480Type 1
    Equity    		This is the value of type 1 equity held in each
    participation that are not financial and credit
    institutions and that are considered strategic.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35).
    C0490Type 2
    Equity    		This is the value of type 2 equity held in each
    participation that are not financial and credit
    institutions and that are considered strategic.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    C0500Subordinated
    liabilities    		This is the value of subordinated liabilities held in
    each participation that are not financial and credit
    institutions and that are considered strategic.
    Table 7 —Other non-strategic participations not in financial and credit institution
    C0510Name of
    related    		This is the name of the related undertaking in
    which the participation is held.
    undertakingThese are participations which are not in financial
    and credit institutions and which are not considered
    strategic.
    C0520
    Code    		Asset IDAsset ID code using the following priority:
    – ISO 6166 code of ISIN when available
    – Other
    recognised
    codes
    (e.g.:
    CUSIP,
    Bloomberg Ticker, Reuters RIC)
    – Code attributed by the undertaking, when
    the options above are not available. This
    code must be unique and kept consistent
    over time.
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies, it is necessary to specify the Asset ID
    code and the ISO 4217 alphabetic code of the
    currency, as in the following example: ‘code+EUR’
    C0530Asset ID
    Code type    		Type of ID Code used for the ‘Asset ID Code’
    item. One of the options in the following closed list
    shall be used:
    1 — ISO 6166 for ISIN code
    2 — CUSIP (The Committee on Uniform Securities
    Identification Procedures number assigned by the
    CUSIP Service Bureau for U.S. and Canadian
    companies)
    3 — SEDOL (Stock Exchange Daily Official List
    for the London Stock Exchange)
    4 — WKN (Wertpapier Kenn-Nummer, the
    alphanumeric German identification number)
    5 — Bloomberg Ticker (Bloomberg letters code
    that identify a company’s securities)
    6 — BBGID (The Bloomberg Global ID)
    7 — Reuters RIC (Reuters instrument code)
    8 — FIGI (Financial Instrument Global Identifier)
    9 — Other code by members of the Association of
    National Numbering Agencies
    99 — Code attributed by the undertaking
    When the same Asset ID Code needs to be reported
    for one asset that is issued in 2 or more different
    currencies and the code in C0520 is defined by
    Asset ID code and the ISO 4217 alphabetic code of
    the currency, the Asset ID Code Type shall refer to
    option 99 and the option of the original Asset ID
    Code, as in the following example for which the
    code reported was ISIN code + currency: ‘99/1’.
    C0540TotalThis is the total value held for all tiers in each
    participation that are not financial and credit
    institutions and that are not considered strategic.
    C0550Type 1
    Equity    		This is the value of type 1 equity held in each
    participation that are not financial and credit
    institutions and that are not considered strategic.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    C0560Type 2
    Equity    		This is the value of type 2 equity held in each
    participation that are not financial and credit
    institutions and that are not considered strategic.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    C0570Subordinated
    liabilities    		This is the value of subordinated liabilities held in
    each participations that are not financial and credit
    institutions and that are not considered strategic.
    Total for SCR
    calculation
    R0040/C0580Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions – Total    		This is the total value of participations in
    undertakings which are
    financial and credit
    institutions.
    R0040/C0590Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions
    — Type 1
    Equity    		This is the total value of Type 1 Equity of
    participations in undertakings which are financial
    and credit institutions.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    R0040/C0600Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions
    — Type 2
    Equity    		This is the total value of Type 2 Equity of
    participations in undertakings which are financial
    and credit institutions.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    R0040/C0610Total
    participations
    in related
    undertakings
    that are    		This is the total value of Subordinated liabilities of
    participations in undertakings which are financial
    and credit institutions.
    financial and
    credit
    institutions
    — Subordinated
    liabilities
    R0050/C0580Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions,
    of which
    strategic
    (method 1 or
    less than 10    		This is the total value of strategic participations in
    undertakings (method 1 or less than 10 % not
    method 1) which are financial and credit
    institutions.
    % not method
    –Total
    R0050/C0590Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions,
    of which
    strategic
    (method 1 or
    less than 10
    % not method
    1) — Type 1
    Equity    		This is the total value of Type 1 Equity of strategic
    participations in undertakings (method 1 or less
    than 10 % not method 1) which are financial and
    credit institutions.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    R0050/C0600Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions,
    of which
    strategic
    (method 1 or
    less than 10    		This is the total value of Type 2 Equity of strategic
    participations in undertakings (method 1 or less
    than 10 % not method 1) which are financial and
    credit institutions.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    % not method
    1) — Type 2
    Equity
    R0050/C0610Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions,
    of which
    strategic
    (method 1 or
    less than 10
    % not method
    1) — Subordinated    		This is the total value of Subordinated liabilities of
    strategic participations in undertakings (method 1
    or less than 10 % not method 1) which are financial
    and credit institutions.
    liabilities
    R0060/C0580Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions of
    which non – strategic (less
    than 10 %) – Total    		This is the total value of not strategic participations
    in undertakings (less than 10 %) which are
    financial and credit institutions.
    R0060/C0590Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions of
    which non – strategic (less
    than 10 %) — Type 1
    Equity    		This is the total value of Type 1 Equity of not
    strategic participations in undertakings (less than
    10 % — C0500) which are financial and credit
    institutions.
    Type 1 equity has the meaning as defined in Article
    168 (2) of the Delegated Regulation (EU) 2015/35.
    R0060/C0600Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions of
    which non – strategic (less
    than 10 %) — Type 2
    Equity    		This is the total value of Type 2 Equity of not
    strategic participations in undertakings (less than
    10 %) which are financial and credit institutions.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    R0060/C0610Total
    participations
    in related
    undertakings
    that are
    financial and
    credit
    institutions of
    which non – strategic (less
    than 10 %) — Subordinated
    liabilities    		This is the total value of Subordinated liabilities of
    not strategic participations in undertakings (less
    than 10 %) which are financial and credit
    institutions.
    R0070/C0580Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions – Total    		This is the total value of participations in
    undertakings which are not financial and credit
    institutions. This is the sum of C0470 and C0540.
    R0070/C0590Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 1
    Equity    		This is the total value of Type 1 Equities held in
    participations in undertakings which are not
    financial and credit institutions.
    Type 1 equity has the meaning as defined in Article
    168 (2) of Delegated Regulation (EU) 2015/35.
    This is the sum of C0480 and C550.
    R0070/C0600Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 2
    Equity    		This is the total value of Type 2 Equities held in
    participations in undertakings which are not
    financial and credit institutions.
    Type 2 equity has the meaning as defined in Article
    168 (3) of Delegated Regulation (EU) 2015/35.
    This is the sum of C0490 and C0560)
    R0070/C0610Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Subordinated
    liabilities    		This is the total value of subordinated liabilities
    held in participations in undertakings which are not
    financial and credit institutions. This is the sum of
    C0500 and C0570.
    R0080/C0580Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Total – of
    which
    strategic    		This is the total value of strategic participations in
    undertakings which are not financial and credit
    institutions. This is the sum of C0470.
    R0080/C0590Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 1
    Equity — of
    which
    strategic    		This is the total value of Type 1 Equities held in
    strategic participations in undertakings which are
    not financial and credit institutions.
    Type 1 equity has the meaning as defined in Article
    168 (2) of Delegated Regulation (EU) 2015/35.
    This is the sum of C0480.
    R0080/C0600Total
    participations    		This is the total value of Type 2 Equities held in
    strategic participations in undertakings which are
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 2
    Equity — of
    which
    strategic    		not financial and credit institutions. This is the sum
    of C0490).
    R0080/C0610Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    —    		This is the total value of subordinated liabilities
    held in strategic participations in undertakings
    which are not financial and credit institutions. This
    is the sum of C0500.
    Subordinated
    liabilities — of which
    strategic
    R0090/C0580Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — total — of
    which non – strategic    		This is the total value of non-strategic
    participations in undertakings which are not
    financial and credit institutions. This is the sum of
    C0540.
    R0090/C0590Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 1
    Equity — of
    which non – strategic    		This is the total value of Type 1 Equities held in
    non-strategic participations in undertakings which
    are not financial and credit institutions. Type 1
    equity has the meaning as defined in Article 168 (2)
    of Delegated Regulation (EU) 2015/35. This is the
    sum of C0550.
    R0090/C0600Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Type 2
    Equity — of
    which non – strategic    		This is the total value of Type 2 Equities held in
    non-strategic participations in undertakings which
    are not financial and credit institutions. This is the
    sum of C0560.
    R0090/C0610Total
    participations
    in related
    undertakings
    that are not
    financial and
    credit
    institutions
    — Subordinated
    liabilities — of which
    non-strategic    		This is the total value of subordinated liabilities
    held in non-strategic participations in undertakings
    which are not financial and credit institutions. This
    is the sum of C0570.
    Total
    C0620Total of all
    participations    		This is the total value of all participations.